Posted on February 6th, 2011 No comments
Expect New Schemes and More Regulatory Oversight in 2011″In the bust market right now, there are several factors that increase the opportunity for fraud,” says mortgage fraud attorney L.T. Lafferty.
See the article here:
Mortgage Fraud: Worse Before Better
Posted on July 8th, 2009 No comments
Guidance posted Mondayby the Financial Industry Regulatory Authority, or Finra, about how to comply with the so-called Red Flags Rule means it expects adherence from the onset. The rule will be a likely focus of upcoming Finra examinations and sweeps, say compliance consultants.
Originally posted here:
COMPLIANCE WATCH: Red Flags Rule Will Be A Finra Priority