COMPLIANCE WATCH: Red Flags Rule Will Be A Finra Priority

Guidance posted Mondayby the Financial Industry Regulatory Authority, or Finra, about how to comply with the so-called Red Flags Rule means it expects adherence from the onset. The rule will be a likely focus of upcoming Finra examinations and sweeps, say compliance consultants.

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COMPLIANCE WATCH: Red Flags Rule Will Be A Finra Priority